Saturday, June 13, 2020

Investor Spotlight: John Bogle

Hi friends,

This is the first person of my Investor Spotlight series; John Bogle (1929-2019). He was the founder of Vanguard Group (The world’s 2nd largest fund company. He was the man that popularized the concept of the index funds and changed the investment industry for the better (more on this later). 

But yes, let me start of the series properly:

1.      Background

He was born in 1929 in New Jersey. His family had to sell their house that year. He had to start working at a very early age as his family suffered due to the stock market crash. His family was also broken up as his father fell into depression and alcoholism.
Despite so, he graduated university with a major in economics, his thesis titled “The Economic Role of the Investment Company” scored an A+ and also got him a job into Wellington Managements after the founder read it. Subsequently, he rose and rose to the role of Chairman, and got fired due to disagreements with management in 1974. He then started his own fund company – Vanguard Group in 1975 with $1.8 billion under management.

With the new company, he brought index investing to the masses in 1976 (YAS!!) with the first index mutual fund – Vanguard 500 Index Fund. It only had $11 million initially but grew to one of the industry’s largest today. In 1977, Vanguard converted to a no-load system, meaning that investors can have more of their money put into their investment at the beginning stage of their investment. In 1986, Vanguard introduced the first bond index funds to the masses.

In 1996, he retired as Vanguard’s chairman and CEO. In 2000, he retired as the senior chairman and became president of the Bogle Financial Markets Research Center.

2.      Investment Approach

He is a firm believer that lower costs would allow for better returns. Till his death, he could be seen on many podcasts and videos advocating the use of low-cost index funds or ETFs in our investment. He also believes in the alignment of investors’ interests with the fund houses. This is exemplified in Vanguard’s radically different from other investment companies. Instead of having Vanguard manage the funds’ approach for profit, the funds under vanguard were to operate independently to benefit their unit/shareholders. Furthermore, under his direction, Vanguard also converted from a broker-dealer distribution model to a no-load system, which was in line with lowering the costs of investing for the common investors.

Essentially – A low-cost index fund (for diversification of assets), held over a very long time, with dividends, reinvested and investing through dollar cross averaging and balance less than or equal to once per year. He also believes that only stocks and bonds are needed for diversification purposes (He would rather have the whole stock market for his stock portion)

3.      Broader impact on the industry

He has indeed changed the industry for the better. Ever since the first index funds were introduced in 1976, actively-managed funds have shrunk to 51% of the market in 2019. Index funds also control 17.2% of US-listed companies. There has also been an increase in the number of index funds, making the market more efficient.

His innovation has also lowered the fees of other mutual funds by 30-40% within the 10 years index fund was released to the market. His idea of bringing value to his clients has also allowed Vanguard to be the 2nd largest fund company in the world. An estimation of $250 billion dollars was saved for the public investors from the low-cost index funds and the imitators they have inspired.

4.      Personal Impact

Honestly, I did not know about John Bogle, what he stood for, and the impact of his life. However, in some way, my investment approach of using index funds/ETFs using lower costs to invest is inline with the investing philosophy of Mr. Bogle. Even after almost 50 years, the ideas brought forth by the product he launched are still influencing investors today.

He is also a philanthropist, giving away half of his income every year (yet his fortune is at $80 million). His nonprofit “The John C. Bogle Center for Financial Literacy” also aims to educate people on sound financial principle, staying out of debt, minimize investment costs to reach financial independence.

He is a role model for me. I hope to be someone like him in the future, even with a lot of money, still gives back to the bigger community. I also hope to leave my mark on this world like him by lowering fees for investment for investors.

5.      Fun facts
·      The name Vanguard was the name of a ship – HMS Vanguard, which was the flagship in the Great British victory over Napoleon at the Battle of Nile. Bogle wanted the Vanguard Group to be the leader in a new trend
·       Even though he is the chairman of the 2nd largest mutual fund company in the world, he has consistently criticised the mutual fund industries for their hidden fees, bad products, and marketing of misinformation to the public. He earned his reputation of being “The conscience of the industry”.

With that, 
I end today's topic. 

Stay vested, Stay frugal my friends,
Dionysius

Sources:
Common Sense on Mutual Funds

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